October 2011
Risk USA 2011
October 31, 2011 New York, NY
Developed through in-depth research with senior professionals actively involved in the marketplace, and in collaboration with the prominent associations and regulatory bodies, this four-day, six-stream event offers you the unrivalled opportunity to gain a firm grasp to the future of risk management and derivatives through provoking and controversial debate and cutting-edge presentations addressed by world-class speakers.
Compliance and Legal Society Fall Seminar
October 25th, 2011 New York, NY
A seminar covering: Regulatory Reform, Identifying and Managing Regulatory Risk, Retail Brokerage and Advisory Issues, Institutional Legal and Compliance Issues, Litigation and Enforcement Developments, Ethical Issues for the Securities Lawyer
GARP Regulatory Forum - NYC
October 11th, 2011 New York, NY
This intensive forum addresses some of the most complex provisions of the Dodd-Frank Act and covers derivatives trading, proprietary trading (Volcker-rule) structured products, regulatory oversight, and investor protections. This forum also discusses the anticipated impacts and the interrelationship between this Act with the broader spectrum of risk regulations.
FIA Expo 2011 - 27th Annual Futures & Options Expo
Octobor 10th-12th, 2011 Chicago
The Expo showcases products, services and information for market professionals and participants. Hundreds of risk management products, trading tools, books and exchange and technology products are presented by more than 140 companies from around the world. More than 5,200 people from more than 30 countries attend Expo. Attendees range from senior staff at brokerage firms and exchanges to floor traders, pension fund managers, corporate treasurers, CTAs and CPOs, and individual investors.
Markets Media Chicago Trading & Investing Summit
October 6th, 2011 Chicago, IL
Markets Media is pleased to present its fourth annual Chicago Trading & Investing Summit, convening the top players from the city’s vibrant proprietary-trading community. The event will take place on Thursday October 6th 2011 at the CONRAD Hotel in Chicago.
SCI's 2nd Annual CDS Seminar
October 6th, 2011 New York, NY
With Dodd-Frank regulations about to take effect how are market participants getting to grips with the many varied requirements of the Act? Discussion and debate is critical for all sides to fully understand the implications for electronic trading and SEFs; centrally cleared vs bilateral trades; risk management; and documentation. This conference, through panel debates and workshops, seeks to address these issues and to bring the various stakeholders together for the second in our annual series of CDS Conferences in New York. Join us to discuss a wide variety of issues affecting your business and help shape the future of the CDS markets.
2nd Annual Swap Execution Facility Conference
October 3rd, 2011 New York City
SEFCON II will assemble wholesale financial markets executives at one time and one place in New York, October 3, Monday to discuss the issues related to those who operate, participate in and will rely upon Swap Execution Facilities.Regulatory reform issues will be covered including Dodd-Frank Regulations and what it means to global financial wholesale markets.The conference will feature participants from leading inter-dealer brokers, exchanges and wholesale financial markets participants as well as demonstrations of trading platforms for interest rate and credit derivatives, fixed income, money market products, foreign exchange, energy and equity derivatives.