DerivAlert Commentary

Transcripts & Webcast: SEC/CFTC Roundtables on SEFs and Swaps Data

On September 14^th and 15^th, the SEC and CFTC held two days of roundtables in Washington to discuss various issues relating to the Dodd-Frank Act, including swap execution facilities (SEFs), swaps data repositories and exceptions from the mandatory electronic trading rule.

The 400-page transcript of the roundtable discussions from September 14^th is available here.

Streaming copies of the two webcasts from September 15^th are available from the SEC via the following links:

• Swap Execution Facilities (SEFs) and Security-based Swap Execution Facilities (SB SEFs)

• Compliance with Core Principles for SEFs and SB SEFs